The AI workflow exception handling checklist
Use this checklist before an AI agent touches live customers, CRM records, files, reports, website content, or operations.
1. Name the normal path first
Write the happy path in plain language: trigger, source, agent task, output, review point, and final human action. Exception handling only works when everyone agrees what the normal path is.
For workflow setup, pair this with the AI Agent Implementation Plan NZ. The plan should show what the agent may read, prepare, recommend, update, send, or publish.
2. List the predictable exceptions
Start with cases you already know happen: incomplete forms, missing CRM fields, vague enquiries, old files, duplicated records, conflicting instructions, pricing questions, customer complaints, failed integrations, and requests outside your offer.
Group each exception by response: ask for more information, draft for review, escalate, pause, or reject the task.
3. Define what the agent must not guess
The most important rule is simple: do not fill gaps with confidence. An agent should not invent pricing, delivery dates, legal wording, customer history, financial details, compliance status, testimonials, or performance results.
When the source is missing, the agent should show what is missing and stop or ask for review.
4. Decide retry, pause, and fallback rules
Some tool failures deserve one retry. Repeated failures deserve a pause. If an API call fails twice, a CRM lookup returns no match, or a file source cannot be opened, the workflow should create a review item rather than keep looping.
The fallback may be manual handling, draft-only mode, read-only mode, or a named owner taking over.
5. Route exceptions to a named owner
Every exception needs somewhere to go. Name the reviewer, queue, response time, and evidence the reviewer receives. A sales exception may need same-day review; a reporting exception may wait for the weekly rhythm.
6. Log the reason and outcome
Record the trigger, source, missing field, tool error, reviewer, decision, and final action. Logs help improve instructions, sources, permissions, and approval gates.
The AI Agent Audit Trail NZ guide explains the evidence layer to keep before agents expand.